The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) requires that, based on the requirements of Rule 23.431 of the Commodity Futures Trading Commission under the Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties, Commerzbank AG as a registered Swap Dealer, provides clients appropriate disclosures for covered transactions under the Dodd-Frank Act.
The following 'ISDA Disclosure Statements and Annexes' documents (together, the „ISDA Dodd-Frank Disclosures“) are relevant for Dodd-Frank transactions:
- Credit Derivatives Disclosures Annex (July 2021)
- IBOR-Alternative-Reference -Rates-Disclososure-October-2020
- Interest Rate Derivatives Disclosure Annex – November 16, 2012
- ISDA Commodities Derivatives Disclosure Annex – April 26, 2013
- ISDA FX Risk Disclosure (October 30 2018)
- ISDA General Disclosure Statement – November 2023
- Updated Equity Derivatives Disclosure Annex (April 26, 2013).
Please click on theprovided to access the latest ISDA Dodd Frank Disclosures.
These disclosures are being provided to you pursuant to a limited license granted by the International Swaps and Derivatives Association, Inc. (ISDA) to Commerzbank AG. Such license allows Commerzbank AG to provide you with the various Dodd Frank related product and risk disclosures, provided to you below. ISDA holds the copyright to these documents. The documents may not be reproduced or distributed by you without ISDA’s prior written consent. Violations of ISDA’s copyright may be punishable by statutory fines of up to $150,000 and other severe civil and/or criminal penalties.
Should you have any questions, please contact.
In accordance with CFTC § 23.201(b)(3) you may direct any complaint concerning a partner, member, officer, employee, or agent of Commerzbank AG to:
This website will be updated regularly with various Risk Disclosures. Please check the website from time to time, as the disclosure statements provided may change without prior notice.
*ISDA documents may not be reproduced or distributed without ISDA’s written permission. Content provided by ISDA is provided on an "as is" "as available" basis and ISDA expressly disclaims all warranties, including the warranties of merchantability, fitness for a particular purpose and non-infringement. ISDA, its officers, directors, employees, subcontractors, agents, successors or assigns (collectively "Covered Parties") shall not be liable for any loss, injury, claim, liability or damage of any kind whatsoever resulting from, arising out of or in any way related to: (a) any errors in or omissions from the ISDA documents; (b) your use of the ISDA documents; (c) your use of any equipment or software in connection with the ISDA documents; or (d) any delay or failure in performance. The aggregate liability of the Covered Parties to you in connection with any other claim arising out of or relating to the ISDA documents shall not exceed $500.00, which right shall be in lieu of all other remedies that you may have against ISDA. In no event shall the Covered Parties be liable for any special, indirect, incidental or consequential damages of any kind whatsoever (including, without limitation, attorneys' fees), lost profits or lost savings in any way due to, resulting from or arising in connection with the ISDA documents contained therein, regardless of any negligence of the Covered Parties.
Commerzbank as a Financial Counterparty is in scope of theprovides our Repo and Securities Borrowing counterparties the information required to implement SFTR reporting on their side. You can also use this form to inform Commerzbank AG about your status and arrangements for the purpose of SFTR reporting.
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